Dictionary Definition
caliph n : the civil and religious leader of a
Muslim state considered to be a representative of Allah on earth;
"many radical Muslims believe a Khalifah will unite all Islamic
lands and people and subjugate the rest of the world" [syn:
calif, kaliph, kalif, khalif, khalifah]
User Contributed Dictionary
English
Etymology
From (khalīfä).Pronunciation
- /ˈkaelIf/
- SAMPA: /"k
Extensive Definition
For main article see: Caliphate The
Caliph is the head of
state in a Caliphate, and
the title for the leader of the Islamic Ummah, an Islamic
community ruled by the Shari'a. It is a
transliterated version of the Arabic word خليفة
Khalīfah which means "successor" or "representative".
The early leaders of the Muslim nation following Muhammad's
(570–632) death were called "Khalifat Rasul Allah", meaning the
political successors to the messenger of God (referring to Muhammad). Some
academics prefer to transliterate the term as Khalīf.
Caliphs were often also referred to as Amīr
al-Mu'minīn (أمير المؤمنين) "Commander of the Faithful",
Imam
al-Ummah,
Imam
al-Mu'minīn (إمام المؤمنين), or more colloquially, leader of the
Muslims.
After the first four caliphs (Abu Bakr,
Umar
ibn al-Khattab, Uthman ibn
Affan, and Ali ibn
Abi Talib), the title was claimed by the Umayyads, the
Abbasids,
and the Ottomans,
and at times, by competing dynasties in Spain, Northern
Africa, and Egypt. Most
historical Muslim governors were called sultans or amirs, and gave allegiance to a
caliph, but at times had very little real authority. The title has
been defunct since the Republic
of Turkey abolished the Ottoman
Caliphate in 1924, although some
individuals and groups have called for its restoration.
Succession to Muhammad
Fred Donner,
in his book The Early Islamic Conquests (1981), argues that the
standard Arabian practice at the time was for the prominent men of
a kinship group, or tribe, to gather after a leader's death and
elect a leader from amongst themselves. There was no specified
procedure for this shura,
or consultation. Candidates were usually from the same lineage as
the deceased leader, but they were not necessarily. Capable men who
would lead well were preferred over an ineffectual heir.
This is also the argument advanced by Sunni Muslims, who
believe that Muhammad's Father-in-law Abu Bakr was
chosen by the community and that this was the proper procedure.
They further argue that a caliph may be ideally chosen by election
or community consensus.
Shi'a Muslims
disagree. They believe that Muhammad had given many indications
that he considered , his cousin and son-in-law, as his chosen
successor, regardless of democracy. and his descendants are
believed to have been the only proper Muslim leaders, or imams in the Shia's point of view.
This matter is covered in much greater detail in the article
Succession
to Muhammad and in the article on Shi'a Islam.
A third branch of Islam, the Ibadi Kharijites,
believes that the caliphate rightly belongs to the greatest
spiritual leader among Muslims, regardless of his lineage. They are
currently an extremely small sect, found mainly in Oman.
The authority of the successor
The question of who should succeed Muhammad was
not the only issue that faced the early Muslims; they also had to
clarify the extent of the leader's powers. Muhammad, during his
lifetime, was not only the Muslim political leader, but the Islamic
prophet. All law and spiritual practice proceeded from Muhammad.
Nobody claimed that his successor would be a prophet; succession
referred to political authority. The uncertainty centered on the
extent of that authority. Muhammad's revelations claim to be
directly from God, were soon codified and written down as the
Qur'an,
which was accepted as a supreme authority, limiting what a caliph
could legitimately command.
However, there is some evidence that some early
caliphs did believe that they had authority to rule in matters not
specified in the Qur'an. They believed themselves to be temporal
and spiritual leaders even in issues not commanded in the Quran,
and insisted that implicit obedience to the caliph in all things
not contradicting the Quran, was the hallmark of the good Muslim.
The modern scholars Patricia
Crone and Martin Hinds, in their book God's Caliph, outline the
evidence for an early, expansive view of the caliph's importance
and authority. They argue that this view of the caliph was
eventually nullified (in Sunni Islam, at least) by the rising power
of the ulema, or Islamic
lawyers, judges, scholars, and religious specialists. The ulema
insisted on their right to determine what was legal and orthodox.
The proper Muslim leader, in the ulema's opinion, was the leader
who enforced the rulings of the ulema, rather than making rulings
of his own, unless he himself was qualified in Islamic law.
Conflict between caliph and ulema, akin to a modern judiciary, was
a recurring theme in early Islamic history, and ended in the
victory of the ulema. The caliph was henceforth limited to temporal
rule only. He would be considered a righteous caliph if he were
guided by the ulema. Crone and Hinds argue that Shi'a Muslims, with
their expansive view of the powers of the imamate, have preserved some of
the beliefs of the early Ummayad dynasty
which they ironically despise. Crone and Hinds' thesis is not
accepted by all scholars.
Most Sunni Muslims now believe that the caliph
has always been a merely temporal ruler, and that the ulema has
always been responsible for adjudicating orthodoxy and Islamic law
(shari'a).
The first four caliphs are called the Rashidun, the
Rightly Guided Caliphs, because they are believed to have followed
the Qur'an and the way or sunnah of Muhammad in all things.
This formulation itself presumes the Sunni ulema's view
history.
Al-Ghazali on the desired character traits for administration
Al Ghazali
wrote the "Nasihat al-Muluk" or "Advice for Kings" to a Seljuq
Caliph in which he gave ten different ethics of royal
administration:
- The ruler should understand the importance and danger of the authority entrusted to him. In authority there is great blessing, since he who exercises it righteously obtained unsurpassed happiness but if any ruler fails to do so he incurs torment surpassed only by the torment for unbelief.
- The ruler should always be thirsting to meet devout religious scholars and ask them for advice.
- The ruler should understand that he must not covet the wives of other men and be content with personally refraining from injustice, but must discipline his slave-troops, servants, and officers and never tolerate unjust conduct by them; for he will be interrogated not only about his own unjust deeds but also about those of his staff.
- The ruler should not be dominated by pride; for pride gives rise to the dominance of anger, and will impel him to revenge. Anger is the evil genius and blight of the intellect. If anger is becoming dominant it will be necessary for the ruler in all his affairs to bend his inclinations in the direction of forgiveness and make a habit of generosity and forbearance unless he is to be like the wild beasts.
- In every situation that arises, the ruler should figure that he is the subject and the other person is the holder of authority. He should not sanction for others anything that he would not sanction for himself. For if he would do so he would be making fraudulent and treasonable use of the authority entrusted to him.
- The ruler should not disregard the attendance of petitioners at his court and should beware of the danger of so doing. He should solve the grievances of the Muslims.
- The ruler should not form a habit of indulging the passions. Although he might dress more finely or eat more sumptuously, he should be content with all that he has; for without contentment, just conduct will not be possible.
- The ruler should make the utmost effort to behave gently and avoid governing harshly.
- The ruler should endeavor to keep all the subjects pleased with him. The ruler should not let himself be so deluded by the praise he gets from any who approach him as to believe that all the subjects are pleased with him. On the contrary, such praise is entirely due to fear. He must therefore appoint trustworthy persons to carry on espionage and inquire about his standing among the people, so that he may be able to learn his faults from men’s tongues.
- The ruler should not give satisfaction to any person if a contravention of God’s law would be required to please him for no harm will come from such a person’s displeasure.
Single Caliph for the Muslim World
It has been recorded that Muhammad has
said:
"Whosoever comes to you while your affairs has
been united under one man, intending to break your strength or
dissolve your unity, kill him."
''"The children of Israel have been governed by
Prophets; whenever a Prophet died another Prophet succeeded him;
but there will be no prophet after me. There will be caliphs and
they will number many (in one time); they asked: What then do you
order us? He (saw) said: Fulfil bayah to them, only the first of
them, the first of them, and give them their dues; for verily Allah
will ask them about what he entrusted them with"
"When the oath of allegiance has been taken for
two Caliphs, kill the latter of them".
Abu-Bakr
Muhammad's primary disciple is reported to have said: "It is
forbidden for Muslims to have two Amirs for this would cause
differences in their affairs and concepts, their unity would be
divided and disputes would break out amongst them. The Sunnah would
then be abandoned, the bida'a (innovations) would spread and Fitna
would grow, and that is in no one's interests".
Umar
bin Al-Khattab another disciple of Muhammad is reported to have
said: “There is no way for two (leaders) together at any one
time"
Ibn Khaldun
the famous 14th century Muslim scholar, economist and historian
said: "It is not possible to appoint two men to the position (of
caliph) at the same time. Religious scholars generally are of this
opinion, on the basis of certain hadith(recorded statements) of
Muhammad. Those hadith are found in the book entitled, "On
Leadership (imarah)," in Sahih
Muslim. They expressly indicate that this is so."
“Our (scholarly) associates agree on precluding
the investing of two different individuals with the imamate at
either end of the world. But, they add: If it should happen that
two different persons were invested with the imamate, that would be
analogous to the situation of two guardians contracting a marriage
for the same woman to two different suitors without either being
aware of the other's contract. The decision in the matter rests on
the application of jurisprudence. My opinion on this issue is that
investiture of two individuals with the imamate in a single
locality within relatively restricted boundaries and limited
provinces is not permitted and the investiture should be in accord
with a consensus. But, when the distances are great and the two
Imams quite remote from each other, there is room to allow it,
although this cannot be established conclusively.”
The 11th century Sunni jurist Al-Mawardi
wrote:
“The investment of two rulers in two different
cities is invalid in both cases, for the ummah may not have two rulers
simultaneously, even though there are some dissenting voices who
would make that permissible. Jurists are disagreed regarding which
one of the two should be sovereign. One party take him to be the
one elected in the city where the previous leader died, because its
residents are more entitled to make the choice, the rest of the
Community in other districts delegating the task to them... Others
have suggested that each one of the two must give up the office in
favour of his opponent, thus allowing the elections to opt for one
or the other..”
Imam Al-Nawawi a 12th
century authority of the Sunni Shafi'i madhhab said: "It is forbidden
to give an oath to two caliphs or more, even in different parts of
the world and even if they are far apart"
Imam Al-Juzairi, a
more modern expert on the Fiqh of the four Sunni
madhhabs said regarding
the opinion of the four Imams, “...It is forbidden for Muslims to
have two Imams in the world whether in agreement or
discord."''
History
Abū Bakr nominated Umar as his successor on his
deathbed, and the Muslim community submitted to his choice. His
successor, Uthman, was elected by a council of electors. Uthman was
killed by members of a disaffected group. then took control, but
was not universally accepted as caliph. He faced numerous
rebellions and was assassinated after a tumultuous rule of only
five years. This period is known as the Fitna, or the first
Islamic civil war.
One of 's challengers was , a relative of Uthman.
After 's death, managed to overcome all other claimants to the
muslim. The first four caliphs are called as rightly guided caliphs
by sunni muslims.Even though there were many pious and prominent
caliphs after them,being the companion(sahaba) of prophet they are
considered the best.
Umayyad
Under the Umayyads, the Muslim empire grew rapidly. To the West, Muslim rule expanded across North Africa and into Spain. To the East, it expanded through Iran and ultimately to India. This made it one of the largest empires in the history of West Eurasia, extending its entire breadth.However, the Umayyad dynasty was not universally
supported within Islam itself. Some Muslims supported prominent
early Muslims like az-Zubayr;
others felt that only members of Muhammad's clan, the Banū Hashim,
or his own lineage, the descendants of , should rule. There were
numerous rebellions against the Umayyads, as well as splits within
the Umayyad ranks (notably, the rivalry between Yaman and Qays).
Eventually, supporters of the Banu Hisham and Alid claims united to
bring down the Umayyads in 750. However, the ,
"the Party of ", were again disappointed when the Abbasid dynasty
took power, as the Abbasids were descended from Muhammad's uncle,
Abbas ibn Abd al-Muttalib and not from . Following this
disappointment, the finally split from the majority Sunni Muslims
and formed what are today the several denominations.
Abbasids
The Abbasids would provide an unbroken line of caliphs for over three centuries, consolidating Islamic rule and cultivating great intellectual and cultural developments in the Middle East. But by 940 the power of the caliphate under the Abbasids was waning as non-Arabs, particularly the Turkish (and later the Mamluks in Egypt in the latter half of the 13th century), gained influence, and sultans and emirs became increasingly independent. However, the caliphate endured as both a symbolic position and a unifying entity for the Islamic world.During the period of the Abassid dynasty, Abassid
claims to the caliphate did not go unchallenged. The Said ibn
Husayn of the Fatimid dynasty,
which claimed descendancy of Muhammad through his daughter, claimed
the title of Caliph in 909, creating a
separate line of caliphs in North
Africa. Initially covering Morocco, Algeria, Tunisia and Libya,
the Fatimid caliphs extended their rule for the next 150 years,
taking Egypt
and Palestine, before
the Abbassid dynasty was able to turn the tide, limiting Fatimid
rule to Egypt. The Fatimid dynasty finally ended in 1171. The Umayyad
dynasty, which had survived and come to rule over the Muslim
provinces of Spain, reclaimed the
title of Caliph in 929, lasting until it
was overthrown in 1031.
Shadow Caliphate
1258 saw the conquest of Baghdad and the execution of Abassid caliph al-Musta'sim by Mongol forces under Hulagu Khan. A surviving member of the Abbasid House was installed as Caliph at Cairo under the patronage of the Mamluk Sultanate three years later. However, the authority of this line of Caliphs was confined to ceremonial and religious matters, and later Muslim historians referred to it as a "shadow" caliphate.Ottomans
As the Ottoman Empire grew in size and strength, Ottoman rulers beginning with Mehmed II began to claim caliphal authority. Their claim was strengthened when the Ottoman Empire defeated the Mamluk Sultanate in 1517 and took control of most Arab lands. The last Abbasid Caliph at Cairo, al-Mutawakkil III, was taken into custody and was transported to İstanbul, where he surrendered the Caliphate to Selim I.Ottoman rulers were known primarily by the title
of Sultan. According to Barthold, the first time the title of
caliph was used as a political instead of symbolic religious title
by the Ottomans
was the peace treaty with Russia in 1774. The outcome of
this war was disastrous for the Ottomans. Large territories,
including those with large Muslim populations such as Crimea, were lost to
the Christian Russian
Empire. However, the Ottomans under Abdulhamid I
claimed a diplomatic victory, the recognition of themselves as
protectors of Muslims in Russia as part of the peace treaty. This
was the first time the Ottoman
caliph was acknowledged as having political significance outside of
Ottoman borders by a European power. As a
consequence of this diplomatic victory, as the Ottoman borders were
shrinking, the powers of the Ottoman caliph increased. Around 1880
Sultan Abdulhamid II reasserted the title as a way of countering
creeping European colonialism in Muslim lands. His claim was most
fervently accepted by the Muslims of British India. By the eve of
the First World
War, the Ottoman state, despite its weakness vis-à-vis Europe,
represented the largest and most powerful independent Islamic
political entity. But the sultan also enjoyed some authority beyond
the borders of his shrinking empire as caliph of Muslims in Egypt,
India and Central Asia.
Abolition of the institution
On March 3, 1924, the Turkish Grand National Assembly, on the initiative of Mustafa Kemal Atatürk, abolished the institution of the Caliphate, transferring its powers within Turkey to the Assembly.Occasional demonstrations have been held calling
for the reestablishment of the Caliphate.
Notable Caliphs
- Abu Bakr: First rightly guided caliph. Subdued rebel tribes in the Ridda Wars.
- Umar ibn al-Khattab: Second rightly guided caliph. During his reign, the Islamic empire expanded to include Egypt, Jerusalem, and Persia.
- Uthman ibn Affan: Third rightly guided caliph. The Qur'an was compiled under his direction. Killed by rebels.
- Ali ibn Abu Talib: Fourth and last rightly guided caliph, and considered the first imam by Shi'a Muslims. His reign was fraught with internal conflict.
- Muawiya I: First caliph of the Umayyad Dynasty. Muawiya instituted dynastic rule by appointing his son Yazid as his successor, a trend that would continue through subsequent caliphates.
- Abd al-Malik ibn Marwan - Fifth caliph of Ummayad Dynasty, translated important records into Arabic, established an Islamic currency system, led additional wars against the Byzantines and ordered construction of the Dome of the Rock.
- Umar ibn Abd al-Aziz: Umayyad caliph considered by some (mainly Sunnis) to be a fifth rightly guided caliph.
- Harun al-Rashid: Abbasid caliph during whose reign Baghdad became the world's preeminent center of trade, learning, and culture. Haroon is the subject of many stories in the famous work 1001 Arabian Nights.
- Selim I the Brave: First Caliph of the Ottoman Empire with the conquest of Egypt and the Holy Cities. Defeated the powerful Shia Safavid Empire.
- Suleiman the Magnificent: Early Ottoman Sultan during whose reign the Ottoman Empire reached its zenith.
- Abdul Mejid II: Last Caliph of the Ottoman Dynasty, the 101st Caliph in line from Caliph Abu Bakr. On August 23, 1944, Abdul Mejid II passed away at his house in the Boulevard Suchet, Paris XVIe, France. He was buried at Medina, Saudi Arabia.
Several Arabic surnames found throughout the
Middle East are derived from the word khalifa. These include:
Khalif, Khalifa, Khillif, Kalif, Kalaf, Khalaf, and Kaylif. The
usage of this title as a surname is comparable to the existence of
surnames such as King, Duke, and Noble in the English
language.
Dynasties
The more important dynasties include:
- The Umayyad dynasty in Damascus (661–750), followed by:
- The Abbasid dynasty in Baghdad (750–1258), and later in Cairo (under Mameluk control) (1260–1517).
- The Shi'ite Fatimid dynasty in North Africa and Egypt (909–1171). Not universally accepted and not currently included in the list here.
- The Rahmanids, a surviving branch of the Damascus Umayyads, established "in exile" as Emirs of Córdoba, Spain, declared themselves Caliphs (known as the Caliphs of Cordoba; not universally accepted; 929–1031).
- The Almohad dynasty in North Africa and Spain (not universally accepted; 1145–1269). Traced their descent not from Muhammad, but from a puritanic reformer in Morocco who claimed to be the Mahdi (a puritanic reformer in Morocco, bringing down the "decadent" Almoravid emirate) whose son established a sultanate and claimed to be a caliph.
- The Ottomans (1517–1924; main title Padishah, also known as Great Sultan etc.), assumed the title after defeating the Mamluk Sultanate and used it sporadically between the 16th and early 20th century.
Note on the overlap of Umayyad and Abbasid
Caliphates: After the massacre of the Umayyad clan by the
Abbassids, one lone prince escaped and fled to North Africa, which
remained loyal to the Umayyads. This was Abd-ar-rahman
I. From there, he proceeded to Spain, where he overthrew and
united the provinces conquered by previous Umayyad Caliphs (in 712
and 712). From 756 to 929, this Umayyad
domain in Spain was an independent emirate, until Abd-ar-rahman
III reclaimed the title of Caliph for his dynasty. The Umayyad
Emirs of Spain are not listed in the summary below because they did
not claim the caliphate until 929. For a full listing
of all the Umayyad rulers in Spain see the Umayyad
article.
Claims to the caliphate
Many local rulers throughout Islamic history have
claimed to be caliphs. Most claims were ignored outside their
limited domains. In many cases, these claims were made by rebels
against established authorities and died when the rebellion was
crushed. Notable claimants include:
- Abd-Allah ibn al-Zubayr, who held the Hijaz against the Ummayad، certain scholars considered him a legitimate caliph, being a close companion of Muhammad. His rebellion, centered in Makkah, was crushed by an infamous Umayyad general, Hajjaj. Hajjaj's attack caused some damage in Makkah, and necessitated the rebuilding of the Ka'ba.
- Caliph of the Sudan, a Songhai king of the Sahel
- Hussein bin Ali, Sharif of Mecca, who claimed Caliphate at Medina two days after it was abandoned by the Republic of Turkey. The Saudis, realizing that a unified Islamic government would pose a threat to the absolute monarchy that they held over Arabia quicky defeated his movement.
- The Khalifatul Masih of the Ahmadiyya Muslim Community.
See also
References
- Crone, Patricia, and Martin Hinds. God's Caliph: Religious Authority in the First Centuries of Islam. Cambridge: Cambridge University Press, 1986. ISBN 0521321859.
- Donner, Fred. The Early Islamic Conquests. Princeton, New Jersey: Princeton University Press, 1981. ISBN 0691053278.
External links
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